Olivetree Wealth LLP Legal & Regulatory

Olivetree Wealth LLP Corporate and Regulatory Information
‍
Olivetree Wealth LLP is a Limited Liability Partnership registered in England and Wales. Its company registration number is OC430300. Registered address is 27-29 North Street, Hornchurch, England, RM11 1RS. For a list of partners please refer to companies house.  Olivetree Wealth LLP is  authorised and regulated by the Financial Conduct Authority. Its FCA registration number is 929991.
Trading Names: Olivetree Wealth Olivetree Wealth Employee Benefits
‍
Article 3 MiFID exempt firm
‍
Olivetree Wealth LLP Must comply with the requirements in regulation 6 (or any successor provision) of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Olivetree Wealth LLP does not hold client money
‍
Anti Money Laundering

Olivetree Wealth LLP has adopted policies designed to prevent, detect and report potential Money Laundering:·      
• Anti Money Laundering Policy  
• Mandatory AML and KYC Training for all employees.

Article 3 MiFID exempt firm
‍
Olivetree Wealth LLP Must comply with the requirements in regulation 6 (or any successor provision) of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Olivetree Wealth LLP does not hold client monies

Complaints Procedures

Olivetree Wealth LLP is authorised and regulated by the Financial Conduct Authority (“FCA”) in the UK.
‍
The Compliance Oversight Officer
Olivetree Wealth LLP
9th Floor
10 Lower Thames Street
London
EC3R 6EN
Tel: +44 (0) 203 201 1096
Email : Nick@olivetreewealthllp.co.uk
The Financial Ombudsman Service is available to sort out individual complaints that clients and financial service businesses aren't able to resolve themselves. To contact the Financial Ombudsman service please visit www.financial-ombudsman.org.uk.

‍Privacy Policy

Home    About Us    Olivetree Financial    Olivetree Advisors    Careers     Contact

London Office
9th Floor, 10 Lower Thames Street
London EC3R 6EN
Tel +44 (0) 20 3201 1000

Olivetree is a trading name of Argon Financial Limited (“Argon”). Argon is authorised and regulated by the Gibraltar Financial Services Commission, ref FSC0824MIF, and is subject to limited regulation with the Financial Conduct Authority in the United Kingdom, ref 630135.

In the United States, Argon is being chaperoned under Rule 15a-6 under the U.S. Securities Exchange Act of 1934 (“Rule 15a-6”) through Global Alliance Securities, LLC, located at 2464 Darts Cove Way, Charleston, South Carolina, 29466 (“Global Alliance”), a broker-dealer registered with the U.S. Securities and Exchange Commission (the “SEC”), and a member of the Financial Industry Regulatory Authority, Inc.(“FINRA”).

Disclaimer
Legal & Regulatory