Important Disclosures – please read:
If you have received from Olivetree Financial a communication which is titled “Marketing Communication”, please read paragraph A in conjunction with C (but ignore B).If you have received from Olivetree a communication which is titled “Sales Commentary”, please read paragraph B in conjunction with C (but ignore A).Otherwise, please read Paragraph C only.
For the purposes of UK Regulation, the research is produced in accordance with Financial Conduct Authority (“FCA”) Conduct of Business Rule 12.2. All research produced by Olivetree Financial is classified as non-independent research and a Marketing Communication. Olivetree Financial's research notes are not prepared in accordance with legal requirements designed to promote the independence of investment research, nor is Olivetree Financial subject to any prohibition on dealing ahead of the dissemination of investment research. However, Olivetree Financial is required by the FCA to have policies in place to identify and manage potential conflicts of interest which may arise in the production of non-independent research, which include preventing dealing ahead and the restriction of staff personal dealing. Olivetree’s research contents are not directed at, may not be suitable for and should not be relied upon by anyone who is not an investment professional.
For the purposes of UK Regulation, the content is considered of a scale and nature that it could not be judged to impair our Clients’ compliance with its duty to act honestly, fairly and professionally in the best interests of their client, and is classified as an acceptable minor non-monetary benefit in accordance with Financial Conduct Authority (“FCA”) Conduct of Business Rule 2.3A.19.
The communication is directed to those persons who are professional clients and eligible counterparties (as defined by the FCA) only. The communication is provided for information and discussion purposes only and is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. Nothing in the communication is intended to create any fiduciary obligation above that required by regulation. Any trading or investment decisions you take are solely in reliance of your own analysis and judgement. Unless indicated, these are the views of the author’s and may differ from those of the firm. While the information may be based on or have been obtained from sources believed to be reliable, we do not represent this is accurate or complete and we may not update this information. Reproduction or redistribution of this information is prohibited except with written permission from us. The communication is solely for the addressee(s) and may contain confidential and/or privileged information. If you are not an intended recipient of the communication you must not copy, distribute or take any further action in reliance on it and you should delete it and any attachments immediately and notify the sender. We do not waive confidentiality by mistransmission. We may monitor and store communications to the extent permitted by applicable law in relevant jurisdictions.
“Olivetree” and “Olivetree Financial” are trading names of Argon Financial Limited (“Argon”). Argon is authorised and regulated by the Gibraltar Financial Services Commission, ref FSC0824MIF, and is subject to limited regulation with the Financial Conduct Authority in the United Kingdom, ref630135. In the United States, Argon is being chaperoned under Rule 15a-6 under the U.S. Securities Exchange Act of1934 (“Rule 15a-6”) through Global Alliance Securities, LLC, located at 2464 Darts Cove Way, Charleston, South Carolina, 29466 (“Global Alliance”), a broker-dealer registered with the U.S. Securities and Exchange Commission (the“SEC”), and a member of the Financial Industry Regulatory Authority, Inc.(“FINRA”).
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